721 UPREIT PROS
OFFERING IDENTITY AND PAYMENT VERIFICATION CHECKLIST
Checked on: ____________________   Proposal label: ____________________

This worksheet organizes questions. It does not certify an offering, determine suitability, provide a tax opinion or replace professional review. Do not enter full account numbers, Social Security numbers, tax returns or confidential credentials.

1. PROFESSIONAL AND FIRM
Professional legal name: _____________________________________________
Firm legal name: ____________________________________________________
Role described: broker / adviser / both / other: ______________________
Investor.gov, IAPD or BrokerCheck result and date: ___________________
Independently obtained contact channel: ______________________________
Form CRS or relationship-summary reference: _________________________
Status: VERIFIED / UNCLEAR / MISSING

2. INITIAL ISSUER AND INTEREST
Exact legal issuer: __________________________________________________
Entity type and state: _______________________________________________
Security or ownership interest: ______________________________________
Class: _______________________________________________________________
Subscription or contribution document title and date: _______________
Status: VERIFIED / UNCLEAR / MISSING

3. POSSIBLE LATER TRANSACTION
Operating partnership legal name: ___________________________________
Proposed OP-unit class: ______________________________________________
Any later REIT legal name and share class: ___________________________
Who controls the later transaction? __________________________________
What happens if it does not occur? ___________________________________
Status: VERIFIED / UNCLEAR / MISSING

4. GOVERNING DOCUMENT PACKAGE
Document index received: YES / NO
Current offering or transaction document date: _______________________
Supplements and amendments received: _________________________________
Signature pages and class schedule received: _________________________
Public filing or EDGAR match, if applicable: _________________________
Limit of the public record noted: ____________________________________
Status: VERIFIED / UNCLEAR / MISSING

5. PAYMENT DESTINATION
Named recipient: _____________________________________________________
Recipient's role in controlling procedure: ___________________________
Receiving institution or custodian: __________________________________
Independently verified contact used: _________________________________
Verification date, time and authorized party: ________________________
Any changed instruction retained and explained: ______________________
Status: VERIFIED / UNCLEAR / MISSING

6. OPEN-ISSUE LOG
Issue | Evidence requested | Responsible party | Follow-up date | Status
_____________________________________________________________________
_____________________________________________________________________
_____________________________________________________________________

STOP CHECK
Do the professional, issuer, security, documents and recipient form one supported chain? YES / NO
If no, do not mark the file verified. Record what remains unresolved.

Sources to consult directly: Investor.gov professional lookup, IAPD, FINRA BrokerCheck, the firm's genuine Form CRS, SEC EDGAR where applicable, current governing documents, and independently verified firm or closing contacts.

https://721upreitpros.com/articles/verify-721-upreit-offering-identity